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Risk Disclosure

Important information about the risks associated with copyright investment strategies.

Last Updated: January 1, 2025

⚠️ Important Risk Warning

Investments in copyright administration rights involve substantial risks and may not be suitable for all investors. You could lose all or part of your investment. Past performance does not guarantee future results.

1. General Investment Risks

1.1 Market Risk

The value of copyright investments can fluctuate based on market conditions, consumer preferences, and economic factors. Market volatility may result in significant losses to your investment principal.

1.2 Liquidity Risk

Copyright administration rights are illiquid investments with limited secondary markets. You may not be able to sell your investment when desired or at favorable prices. Investment terms typically involve multi-year commitments.

1.3 Credit Risk

The fund's performance depends on the creditworthiness of royalty-paying entities, including streaming platforms, broadcasters, and other licensees. Default or bankruptcy of these entities could impact returns.

2. Copyright-Specific Risks

2.1 Royalty Collection Risk

Despite technology-enhanced collection methods, there is no guarantee that all available royalties will be successfully identified and collected. Collection efficiency varies by territory and platform.

2.2 Legal and Regulatory Risk

Changes in copyright law, royalty rate determinations, or international treaties could materially affect the value and income-generating potential of copyright assets.

2.3 Technology Risk

The fund relies on proprietary technology platforms for royalty monitoring and collection. Technical failures, cyber attacks, or obsolescence of technology systems could impair performance.

2.4 Infringement and Piracy Risk

Unauthorized use of copyrighted works, including digital piracy, can reduce legitimate royalty income and necessitate costly enforcement actions.

3. Operational Risks

3.1 Management Risk

The fund's performance depends significantly on the expertise and continued involvement of key management personnel. Loss of key personnel could adversely affect operations and returns.

3.2 Counterparty Risk

The fund relies on various third parties, including collection societies, administrators, and service providers. Failure or misconduct by these parties could result in losses.

3.3 Operational Complexity

Managing copyright administration rights across multiple jurisdictions, platforms, and revenue streams involves significant operational complexity and potential for errors.

4. Financial Structure Risks

4.1 Leverage Risk

The use of leverage may magnify both gains and losses. In adverse market conditions, leverage could result in total loss of investment and additional liability.

4.2 Currency Risk

Royalty income may be denominated in various currencies, exposing the fund to foreign exchange rate fluctuations that could reduce returns when converted to the base currency.

4.3 Interest Rate Risk

Changes in interest rates may affect the relative attractiveness of copyright investments and the cost of financing, potentially impacting valuations and returns.

5. Market and Industry Risks

5.1 Music Industry Evolution

Rapid changes in music consumption patterns, streaming technologies, and industry business models could affect the value and income potential of copyright assets.

5.2 Platform Concentration Risk

Dependence on major streaming platforms and digital service providers creates concentration risk. Changes in their business models, royalty rates, or market position could significantly impact returns.

5.3 Competition Risk

Increasing competition for quality copyright assets may drive up acquisition costs and reduce available investment opportunities, potentially affecting returns.

6. Regulatory and Compliance Risks

6.1 Securities Regulation

Changes in securities laws and regulations could affect the fund's operations, structure, or ability to raise capital. Regulatory actions could result in penalties or operational restrictions.

6.2 Tax Risk

Changes in tax laws or interpretations could affect the tax treatment of copyright investments and reduce after-tax returns. International tax complexities may create additional risks.

6.3 Anti-Money Laundering (AML) Compliance

Strict AML and KYC requirements may limit investor eligibility and create operational burdens. Non-compliance could result in penalties and reputational damage.

7. Valuation and Performance Risks

7.1 Valuation Uncertainty

Copyright assets lack standardized valuation methodologies and active markets. Valuations may be subjective and could differ significantly from realizable values.

7.2 Performance Variability

Returns from copyright investments can be highly variable and may not meet target projections. Factors affecting performance include cultural trends, artist popularity, and economic conditions.

7.3 Concentration Risk

While the fund seeks diversification, concentration in particular artists, genres, or time periods could result in correlated performance risks.

8. Technology and Cybersecurity Risks

8.1 Cybersecurity Risk

Cyber attacks, data breaches, or system failures could compromise sensitive information, disrupt operations, or result in financial losses and regulatory penalties.

8.2 Data Privacy Risk

Compliance with data protection regulations across multiple jurisdictions creates operational complexity and potential liability for data privacy violations.

9. Force Majeure and External Risks

9.1 Natural Disasters and Pandemics

Natural disasters, pandemics, or other force majeure events could disrupt music industry operations, affect consumer behavior, or impair fund operations.

9.2 Geopolitical Risk

Political instability, trade disputes, or sanctions could affect international royalty collection and cross-border operations.

10. Investor Suitability

10.1 Accredited Investor Requirement

Investments are limited to accredited investors and qualified institutional buyers. Verify your eligibility before investing.

10.2 Investment Horizon

Copyright investments typically require long-term investment horizons. Investors should not invest funds needed for near-term liquidity requirements.

10.3 Risk Tolerance

Investors should carefully assess their risk tolerance and ensure that copyright investments align with their overall investment objectives and financial situation.

⚠️ Investor Acknowledgment

By proceeding with an investment in Authenta Invest, you acknowledge that you have read, understood, and accepted all risks described in this disclosure. You confirm that you are an accredited investor and that this investment is suitable for your financial situation and investment objectives.

11. Additional Information

This risk disclosure does not constitute investment advice or a recommendation to invest. Prospective investors should:

  • Consult with qualified financial, tax, and legal advisors
  • Carefully review all offering documents and agreements
  • Consider how this investment fits within their overall portfolio
  • Only invest amounts they can afford to lose entirely

12. Contact Information

For questions about these risk disclosures or investment details, contact:

Authenta Invest - Investor Relations
Email: [email protected]

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